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Foley says it published a guide to SEC retail investment proposals
Foley said it published an analysis of SEC proposals concerning retail access to private markets and investment fund structures. The firm said its alert examined performance-based compensation, interval funds, multiple share classes and expanded accredited investor qualifications, including implications for fund sponsors and investment advisers.
Key points
- Foley said comments on interval funds, share classes and accredited investor notices were due December 4, 2026.Foley
- The firm said comments on performance-based compensation were due December 7, 2026.Foley
- Foley discussed a proposed FINRA examination as a route to accredited investor status.Foley
- The firm said the proposals also addressed monthly interval-fund repurchases.Foley