Firm Wire items are announcements made by the firms themselves. The desk confirms that the announcement was published and reproduces its factual content. It does not verify the claims in it, and publication is not an endorsement.
Sidley says it published a guide to the SEC’s 2027 examination priorities
Sidley said it published an update on the SEC Division of Examinations’ 2027 priorities for investment advisers, investment companies, broker-dealers and other market participants. The firm said the guide compares the new priorities with the previous year’s and considers preparations for examinations across different business models.
Key points
- Sidley said the guide addressed economic conflicts of interest and fees.Sidley
- The firm said it covered private credit, illiquid investments and complex products.Sidley
- Sidley said it discussed AI governance, cybersecurity and operational resilience.Sidley
- The firm said it examined supervisory controls and broker-dealer anti-money-laundering programs.Sidley