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Regulation

Whistleblower Award Determination

Full name
Whistleblower Award Determination (17 CFR Part 165)
Citation
91 FR 58576 (FR Doc. 2026–18949)
Jurisdiction
U.S.
In force
2026-10-16
Text
govinfo.gov/content/pkg/FR-2026-09-16/pdf/2026-19006.pdf
Stories
1
Securities
U.S. FEDRegulation

CFTC finalizes 30% whistleblower award presumption for awards up to $5 million

The Commodity Futures Trading Commission approved a final rule on September 11, 2026 establishing a rebuttable presumption that whistleblower awards of $5 million or less will be 30 percent of the monetary sanctions collected. The presumption is subject to Commission discretion and its analysis of the relevant factors. The rule, published September 16, 2026 at 91 FR 58576, takes effect October 16, 2026.

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